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FR Y-6 Reports Archive

The FR Y-6, Annual Report of Holding Companies, is submitted by fourth district top-tier holding companies. The report includes an organizational chart, domestic branch listing, and information on principal shareholders, directors and executive officers. Holding companies not registered with the Securities and Exchange Commission are required to submit a copy of their annual report to shareholders, if prepared. The purpose of the FR Y-6 is to monitor and ensure that holding companies’ activities are conducted in a safe and sound manner. For requests involving FR Y-6 reports please contact Cleveland Fed’s Statistics and Analysis manager, Kristina Bailey at 216.538.8504, Kristina.Bailey@clev.frb.org.

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As part of the nation’s central bank, the Cleveland Fed supervises and regulates financial institutions in the Cleveland Fed’s region. Our employees in Supervision and Regulation promote a safe and sound banking system, foster financial market stability, and support compliance with laws and regulations, including those relating to consumer protection.

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Teams in Statistics and Analysis support monetary policymaking, supervision and regulation, and fiscal agency responsibilities through collecting, analyzing, and ensuring the quality of financial and banking structure information.