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FR Y-6 Reports Archive

The FR Y-6, Annual Report of Holding Companies, is submitted by fourth district top-tier holding companies. The report includes an organizational chart, domestic branch listing, and information on principal shareholders, directors and executive officers. Holding companies not registered with the Securities and Exchange Commission are required to submit a copy of their annual report to shareholders, if prepared. The Cleveland Fed publishes an archive of FR Y-6 reports with permission from the Board of Governors. This effort is part of the Bank’s commitment to transparency and promoting a better understanding of the Federal Reserve System and the Federal Reserve Bank of Cleveland’s mission and actions. The purpose of the FR Y-6 is to monitor and ensure that holding companies’ activities are conducted in a safe and sound manner. For requests involving FR Y-6 reports, please contact Cleveland Fed’s Statistics and Analysis manager, Kristina Bailey at 216.538.8504, Kristina.Bailey@clev.frb.org.